Location: Edinburgh, Scotland, United Kingdom
Category: Operations
Salary: 60,000 - 65,000 GBP / yearly
Full-time
Seeking an experienced Operations Oversight Manager to lead a high-performing team overseeing critical Transfer Agency services and ensuring regulatory compliance.
Manage the Operations Oversight & Control team, overseeing Transfer Agency activities
Ensure compliance with CASS regulations and oversee complaint handling processes
Prepare regulatory returns and maintain oversight of retail client AML & KYC documentation
Support project and change initiatives, including fund changes and client transitions
Develop and maintain relationships with third-party administrators and suppliers
Proven leadership experience in managing high-performing teams
Extensive technical knowledge of investment instruments, fund types, and products
Strong understanding of relevant regulatory environments and CASS regulations
Excellent organisational and communication skills
Experience in producing management information and regular reporting