Location: London, United Kingdom
Category: Finance
Salary: 35,000 - 45,000 GBP / yearly
Full-time
Join our client, a wealth management firm, as a Compliance Monitoring Analyst. You will be responsible for ensuring compliance with regulatory requirements and internal policies.
Conduct regular compliance monitoring activities to ensure adherence to regulatory requirements and internal policies. Review client account and transaction activity, maintain compliance with FCA regulations and GDPR, monitor fund management processes, collaborate with teams, conduct risk assessments, prepare for regulatory audits, and more.
Previous experience in compliance within financial advisory and fund management sectors. Familiarity with client money protection regulations and GDPR compliance preferred. Strong understanding of FCA regulations.