Location: Epsom, England, United Kingdom
Category: Compliance
Salary: 50,000 - 70,000 GBP / yearly
Full-time
The Company Operations Compliance Manager is responsible for ensuring that Penta operates within legal and regulatory requirements and adheres to internal policies and procedures across all of our Penta entities. They oversee the development, implementation, and maintenance of compliance programs to mitigate risk and promote ethical behavior.
To support with the Group International Office compliance and reporting, ensuring operational compliance in respect of all client requirements across Penta entities. Build a team dedicated internally to manage the continued company growth. Map and document operations, procedures, and processes while establishing robust monitoring mechanisms. Develop and implement compliance policies, procedures, and controls to ensure adherence to applicable international and domestic laws and regulations. Responsible for the implementing and maintain the Company's international and domestic Know Your Customer policy (KYC); Compliance procedures; Compliance Monitoring Programme; Business Continuity Plan; and Financial Crime Manual...
Extensive experience of working in a compliance or commercial department on an international level. Excellent computer skills including Word / Excel / PowerPoint. Proven experience in compliance management, preferably in a regulated industry. Knowledge of relevant laws, regulations, and industry standards across EMEA (e.g. GDPR/ISO/ESG). Analytical skills with the ability to interpret complex regulatory requirements and assess their impact...